01 December 2010

China, the United States, and 21st Century Sea Power: Defining a Maritime Security Partnership (CMSI Vol. 4)

Andrew S. Erickson, Lyle J. Goldstein, and Nan Li, eds., China, the United States, and 21st Century Sea Power: Defining a Maritime Security Partnership (Annapolis, MD: Naval Institute Press, 2010).

Proceedings Magazine 2010 Notable Naval Book

  • Now available on Kindle!

Author of:

Authorized Chinese-language edition published in 2014 by China Ocean Press (www.oceanpress.com.cn):

  • Covers, Frontmatter, and Table of Contents, in [美] 安德鲁·S·埃里克森 [Andrew S. Erickson], 莱尔·J·戈尔茨坦 [Lyle J. Goldstein], 李楠 [Li Nan], 主编 [Editors]; 徐胜 [Xu Sheng], 范晓婷 [Fan Xiaoting], 王琦[Wang Qi], 万芳芳 [Wan Fangfang], 黄南艳 [Huang Nanyan], 等译 [Translators]; 林宝法 [Lin Baofa], 范晓婷[Fan Xiaoting], 审校 [Proofreaders]; 中国, 美国与21世纪海权 [China, the United States, and 21st Century Sea Power], 海洋战略与海洋强国论丛 [Maritime Strategy and Maritime Great Power Forum Series], 十二五国家重点出版物出版规划项目 [Twelfth Five-Year Guideline State Key Publications Planning Initiative], (Beijing: 海洋出版社 [Ocean Press], 2014).
  • Andrew S. Erickson and Lyle J. Goldstein, “绪言: 同舟共挤” [Introduction: In the Same Boat], 1–15.
  • Andrew S. Erickson, 集装箱安全倡与美中关系” [The Container Security Initiative and U.S.-China Relations], 59–91.          PART 1          PART 2
  • Andrew S. Erickson, “中美海军合作抗击禽流感的前景” [Prospects for Sino-U.S. Naval Cooperation against Avian Influenza], 259–78.
  • Andrew S. Erickson, 中国人眼中的美国新海洋略” [Chinese Views of America’s New Maritime Strategy], chapter 19 in [美] 安德鲁·S·埃里克森 [Andrew S. Erickson], 莱尔·J·戈尔茨坦 [Lyle J. Goldstein], 李楠 [Li Nan], 主编 [Editors]; 中国, 美国与21世纪海权 [China, the United States, and 21st Century Sea Power], (Beijing: 海洋出版社 [Ocean Press], 2014), 334–65.          PART 1          PART 2

TABLE OF CONTENTS

China’s rise on the world’s oceans is attracting wide attention and may ultimately restructure the global balance of power during the course of the 21st century. Many books have described this phenomenon and the significant strategic implications that flow from Beijing’s rapid maritime development. However, the subject of whether and how to potentially integrate a stronger China into a global maritime security partnership has not been adequately explored. Delving into a variety of vital domains of contemporary maritime security, American and Chinese contributors to this edited volume illustrate that despite recent turbulence in U.S.-China military relations, substantial shared interests should enable extensive maritime security cooperation, as the two maritime great powers attempt to reach an understanding of “competitive coexistence.” China’s reaction to the United States’ new maritime strategy, for instance, will significantly impact its success. Based on the premise that preventing wars is as important as winning wars, this new U.S. strategy embodies a historic reassessment of the international system and how the United States can best pursue its interests in cooperation with other nations. But for professionals to structure cooperation effectively, they warn, Washington and Beijing must create sufficient political and institutional space.

This is the fourth book in the series “Studies in Chinese Maritime Development” published jointly by the China Maritime Studies Institute and the Naval Institute Press.

BLURBS

“At a time when many are talking about a possible China-U.S. naval conflict as part of their strategic rivalry, this path-breaking volume offers an alternative approach. The authors present a blueprint for pursuing shared U.S.-China interests and cooperation in the maritime domain. It is a must-read for practitioners and strategists alike who wish to see a new partnership between the two maritime giants.”

–Prof. Wang Jisi, Dean, School of International Studies, Peking University

“If you think the U.S.-China relationship is the foremost of our bilateral relationships, and if issues on the seas of East Asia give you pause, then this book is for you. Events give it timeliness; the exceptional quality and depth of research give it permanence. This comprehensive set of thoughts, background, and actionable recommendations belongs on the desk of military and diplomatic decision-makers, as well as scholars of the U.S.-China way ahead.”

–Admiral Joseph W. Prueher, USN (Ret.), Former Commander-in-Chief, U.S. Pacific Command, and Ambassador to China

“In the maritime strategic tensions more prominent than before between China and the United States, this excellently edited collection is essential because it focuses on the hopeful maritime security partnership between them. It is definitely among the few best books on this topic, a topic with enormous implications for the security and prosperity of the 21st-century world.”

–Dr. Shi Yinhong, Professor of International Relations and Strategy, and Director, Center for American Studies, Renmin University of China

“The opportunities and challenges confronting the United States and China in the maritime domain in the years ahead are of great importance to those two countries and to the entire Asia-Pacific region. Thoughtful examination and analysis of those opportunities and challenges, as done in this publication, will provide a critical foundation for decision-makers as they address stability and security issues for the United States and China.”

–Admiral Timothy J. Keating, USN (Ret.), Former Commander-in-Chief, U.S. Pacific Command

“A timely, penetrating analysis of the transformation of contemporary power relations at sea. Chinese and American maritime interests are destined to affect their relations, and hence their cooperative partnership is of vital importance to a rule-binding security order in the world.”

–Dr. Shen Dingli, Executive Dean, Institute of International Studies, and Director, Center for American Studies, Fudan University

REVIEWS

“对海权有研究的学着不容错过啊。” [Research on sea power is not to be missed.]

阅者 [Reader], 5-Star Review, Amazon.cn, 14 March 2014.

“对中美海上关系进行了透彻的分析,提出中美未来的合作前景。是一本不错的好书。” [Offers a thorough analysis of Sino-American relations at sea, and suggests the prospects for Sino-U.S. cooperation in the future. It is a good book.]

北京的穷人 [Poor Beijinger], 5-Star Review, Amazon.cn, 13 February 2014.

“These essays bear close reading because they faithfully reflect the thinking and policies of the ruling Communist Party of China (CPC) and the People’s Liberation Army (PLA), which comprises all of China’s armed forces.”

—Richard Halloran, Parameters 42.1 (Spring 2012): 118-19.

“an impressive series… notable in containing contributions from several Chinese academics.”

—Conrad Waters, Review of Four Naval Institute Press Books, “Naval Books of the Year,” Warship 2012: 190-91.

“It is unusual for a book on military affairs to be suffused with optimism, but this one is optimistic as well as interesting. It consists of papers presented at a Conference at the US Naval War College in December 2007, with some added later. The authors and editors do a good job of integrating and relating subsequent events up to March 2010. …undergraduates, graduate students, and most China scholars will find this book interesting and informative.”

–Harlan W. Jencks, The China Quarterly 208 (December 2011): 1034–36.

“An oft-heard refrain from international relations specialists, as well as within Track II fora, is that maritime confidence-building measures and maritime cooperation are necessary to lessen tensions. Indeed they are, but the difficulty is moving from the “general” exhortation for cooperation to the “specific” practicalities of what is achievable. And that is the main utility of this book—it is written by practitioners who discuss issues and proffer options that can be used.”

Andrew Forbes, “China and Sea Power in the Twenty-First Century,” International Journal of Maritime History 23.1 (June 2011): 341-46.

“The US Naval Institute Press has, along with the China Maritime Studies Institute at the US Naval War College, published key studies on PRC maritime developments. … The new book by the two institutes, China, the United States and 21st Century Sea Power: Defining a Maritime Security Partnership, takes understanding of the PRC’s maritime ambitions to the next level.”

Gregory R. Copley, “Focus on PLA(N),” Essential Reading: Important New Strategic Literature, Defense & Foreign Affairs Strategic Policy 4 (2011): 16.

“Chinese sea power is very much a concern of U.S. naval strategists and factors in the deliberations of the United States as it attempts to balance its force structure to fight and win high-intensity wars as well as low intensity conflicts. … The[se] papers explore the issue of integrating China into a global maritime security partnership.”

–Richard R. Burgess, Managing Editor, “Books Detail Chinese Naval Strategy,” Seapower 54.7 (July 2011), 49.

“Each year there is one book that stands out from the pack. China, the United States and 21st Century Sea Power… needs to be read by every member of the Australian Naval Institute, not only because it provides a blue-print for naval policy in the Asia-Pacific Century but also because it is one of the few authoritative works that discusses a cooperative alternative to the sensationalist threat driven responses to the rise of China.  …a positive, balanced, thought provoking, and timely study which will no doubt impact upon the relationship between China and the United States over the next twenty years. … This book is highly recommended.”

Gregory P. Gilbert, Air Power Development Centre, Headmark: Journal of the Australian Naval Institute (May 2011).

“The essays, written by experts on both sides of the Pacific, present varied views typical of the spirit of academic freedom that prevails at the Naval War College (despite its governmental sponsorship) and serves as the bedrock of the Naval Institute’s long-respected open forum.”

Lt. Cdr. Thomas J. Cutler, USN (Ret.), Notable Naval Books of 2010,” U.S. Naval Institute Proceedings 137:5 (May 2011): 64-69.

“a fine and very highly recommended read, not to be missed.”

–“The Military Shelf,” Wisconsin Book Watch, Midwest Book Review 6.2 (February 2011).

“This volume presents an analysis of how the United States’ new maritime strategy will affect the international system, and particularly how it will affect relations with China. It argues that extensive US–China maritime-security cooperation is both possible and desirable.”

–“Brief Notices: Asia-Pacific,” Survival 53.1 (February–March 2011): 199-200.

“The attempt by the good folks at the US Naval War College should be applauded – the impact of this important work will move from academia to shape the policy between two great nations and half the world.”

Xinhui, China Defense Blog, 5 January 2011.

MEDIA

Andrew S. Erickson, China, the United States, and 21st-Century Sea Power,” Interview on John Batchelor Show, 77 WABC Radio New York, 5 February 2011.

Go to section 18:13-34:44 of the podcast to hear the interview.

China, the United States, and 21st Century Sea Power_Cover

INFORMATION ON CHINESE-LANGUAGE EDITION

[美] 安德鲁·S·埃里克森 [Andrew S. Erickson], 莱尔·J·戈尔茨坦 [Lyle J. Goldstein], 李楠 [Li Nan], 主编 [Editors]; 徐胜 [Xu Sheng], 范晓婷 [Fan Xiaoting], 王琦 [Wang Qi], 万芳芳 [Wan Fangfang], 黄南艳 [Huang Nanyan], 等译 [Translators]; 林宝法 [Lin Baofa], 范晓婷 [Fan Xiaoting], 审校 [Proofreaders]; 中国, 美国与21世纪海权 [China, the United States,and 21st Century Sea Power], 海洋战略与海洋强国论丛 [Maritime Strategy and Maritime Great Power Forum Series], 十二五国家重点出版物出版规划项目 [Twelfth Five-Year Guideline State Key Publications Planning Initiative], (Beijing: 海洋出版社 [Ocean Press], 2014).

Click here to purchase via Amazon.cn.

Click here to purchase via Dang Dang.

图书描述

出版日期: 2014年1月1日

《中国、美国与21世纪海权》一书探讨了美国与中国在共享全球海洋公域问题上的利害关系,如何通过健全的中—美海洋伙伴关系,以最有效地监测与管理海洋;分析了中国与美国在海洋法重要内容上的观点,人道主义援助与搜索营救等问题;提出了关于中—美合作的区域背景,分析了美国、中国与印度在印度洋的合作前景;最后评价两国未来的海洋安全合作前景。 

编辑推荐/内容推荐

中国海洋实力的上升正在引起世界广泛关注,可能最终重建引领21世纪进程的全球力量平衡。许多书籍已经述及中国海洋快速发展的重大战略意义。但是,日益强大的中国如何融入全球海上伙伴关系的论题还没有得到充分研究。本书深入研究有关当代海上安全的各个重大领域。作者认为,尽管最近中美军事关系动荡,但中美之间巨大的共同利益应当能够使两国进行广泛的海上安全合作。为了使专业人员有效地构建合作关系,中美之间必须创造充足的政治空间和制度空间。

作者简介

安德鲁·S.埃里克森,是美国海军战争学院副教授及该学院中国海洋问题研究所的创始成员。他是哈佛大学费尔班克中国研究中心的副研究员及中美关系公共知识分子计划国家委员会的成员。

莱尔·J.戈尔茨坦,是美国海军战争学院副教授及该学院中国海洋问题研究所的创始人。他通晓中文和俄语,在关于中国、俄罗斯、中亚以及水面和水下作战的学术期刊上发表大量文章。

李楠,是美国海军战争学院中国海洋问题研究所副研究员。他拥有约翰霍普金斯大学政治学博士学位,发表了大量关于中国安全和军队战略的文章,是《中国军民关系》一书的编辑。

徐胜,国家海洋信息中心主任,中国海洋大学兼职教授。主持完成了多项国家重大科研课题。在海洋战略规划研究、海洋环境管理、海洋信息化建设等方面开展了大量卓有成效的工作。

范晓婷,国家海洋信息中心海洋情报与权益部副主任,研究员。长期从事海洋战略政策的研究工作,近几年,在学术期刊上发表论文16篇,其中,CSSCI来源期刊论文4篇。

名人推荐

“本书对当代海上实力关系转变进行及时、透彻的分析。中国和美国的海上利益注定要影响它们的关系,因此两国之间的合作伙伴关系对于受规则约束的世界安全秩序至关重要。”

沈丁力教授, 复旦大学国际问题研究院院长、美国研究中心主任

“针对当前许多人对中美之间可能成为其战略对抗一部分的海军冲突的讨论,本书开创性地提供了另外一种选择。本书作者提供了寻求中美在海洋领域共同利益与合作的一幅蓝图。这是一本希望看到两大海洋巨人之间崭新的伙伴关系的从业人员和战略家及其他相关人员必读的书。”

王缉思教授, 北京大学国际关系学院院长

“如果你认为,中美关系是我们双边关系中最重要的方面,并且如果东亚海域有关问题使你踌躇,那么本书正适合你。事件赋予它及时性、上乘的质量,研究的深度赋予其永久性。这套丛书涉及全面,包括思想、背景、可行的建议,有利于军事和外交决策者以及大大超前的中美学者们进行案头研究。”

约瑟夫• W. 普理赫上将, 前美国太平洋司令部总司令,驻中国大使

“在中美之间海洋战略上的紧张局势比以往更突出的情况下,这本优秀的文集非常重要,因为它集中关注在中美之间给人以希望的海上安全伙伴关系。这无疑是一本有关本论题的为数不多的书籍之一,一个对于21世纪世界安全与繁荣有着巨大影响的论题。”

时殷弘教授,中国人民大学美国研究中心主任

“未来几年美国与中国在海洋领域面临的机遇与挑战,对于两国以及整个亚太地区都非常重要。对这些机遇与挑战进行有创见性的研究和分析,将为致力于中美稳定和安全问题的决策者提供重要的基础。”

蒂莫西• J. 基廷上将, 前美国太平洋司令部总司令

 

目录

绪言:同舟共济

第一部分 中美与全球海洋

中国海洋发展战略与中美合作

中国对全球海洋公域的依赖

军队与军队关系发展的挑战

 

第二部分 海洋领土意识

集装箱安全倡议与美中关系

中国的大国优势与全球恐怖主义压力:美中合作机遇

提高中国海洋执法能力:机遇与挑战

美中两国民事海洋业务合作

 

第三部分 海洋法律问题与人道主义行动

中国与海洋法——以中美海事合作为视角

指引航向:中美海军开展合作,促进治理与安全

中国海上人道主义行动政策

人道主义军事行动——美中海上合作之窗

潜艇救援与美中海军合作的可能性

中美海军合作抗击禽流感的前景

 

第四部分 地区安全

美中海上合作:地区影响与展望

中美南海合作的机遇与挑战

增强中美南海区域海上安全合作

印度洋上的中国和美国:新兴的战略三角

 

第五部分 中美海洋安全合作的未来前景

美中海军教育异同——合作前景

中国人眼中的美国新海洋战略

中国海军战略中的美国因素

人民解放军海军关于海上安全合作的看法

缩略语

索引

文摘

中国海洋实力的上升正在引起世界广泛关注,可能最终重建引领21世纪进程的全球力量平衡。许多书籍已经述及中国海洋快速发展的重大战略意义。但是,日益强大的中国如何融入全球海上伙伴关系的论题还没有得到充分研究。《海洋战略与海洋强国论丛:中国、美国与21世纪海权》深入研究有关当代海上安全的各个重大领域。作者认为,尽管最近中美军事关系动荡,但中美之间巨大的共同利益应当能够使两国进行广泛的海上安全合作。为了使专业人员有效地构建合作关系,中美之间必须创造充足的政治空间和制度空间。

——安德鲁 s 埃里克森 ,莱尔 J 戈尔茨坦,李楠

版权页:
China, the United States, and 21st Century Sea Power_Chinese Version_Publication Information

China, the United States, and 21st Century Sea Power_Chinese Version_Sample Page

国际海事局的“2007年海盗报告”详述了若干有组织、有装备、有资金支持的团体在东南亚海域对此类易受破坏的商船进行袭击的案例。很明显,这些袭击并非业余或小规模的罪犯团体所为。例如,2007年3月14日,洪都拉斯籍的成品油轮“爱丸”号行进至印尼群岛的宾坦岛东30海里处遭到袭击和登临,10个全副武装的海盗乘2艘快艇发动了有组织的攻击,在登临并控制了油轮后,用枪对船员进行威胁,然后将他们绑起来并蒙住他们的眼睛。海盗抢劫了他们所搜集到的船上所有的贵重物品,然后破坏了船舶上所有的通信设备,最后乘快艇逃跑。13而报告中最令人不安的事件也许是10艘满载挥动着武器的袭击者的快艇对停靠印度尼西亚龙目岛的香港籍货轮“太平洋发现者”号发动的袭击。14这些及其他的袭击都说明,国际海运系统在关键地区存在风险,原因是海岸线漫长、资源稀缺、犯罪分子和恐怖组织避难所众多的沿海国本身不能提供必要水平的治理与安全。结果是,在世界不少地方,包括一些东南亚海域,海洋成了一块无政府的“领土”,从任何一点看都像是怂恿罪犯和跨国恐怖分子将其作为行动基地,如同索马里、苏丹这些失败或衰落国家的领土。……

国家海洋局肩负在中国专属经济区巡航的职责,拥有相对庞大的舰船和飞机数量。在2006年,有报道称国家海洋局拥有21艘舰船,吨位在1000吨和4000吨之间。据最近一份关于国家海洋局南海船队的报告称,这一船队有11艘船,据报道,其中6艘排水量超过1000吨。国家海洋局南海分局装备有一架直升机和两架固定翼飞机。一份2008年的报道称中国海监共有9架飞机,以及超过200艘巡逻艇。最近,国家海洋局人编至少3艘新的大型舰船,其中包括“海监46”、“海监51”和“海监83”船。根据2009年的报道,“海监83”船是中国海监最大的舰船,长98米。这艘3400吨排水量的舰船建造于江南造船厂,据称造价达2200万美元,并装载一架直升机。  尽管海事局在执行搜救任务时使用飞机,国家海洋局也装备飞机这一事实使其明显有别于中国的另外一支没有飞机的海上执法队伍——BCD(中国公安边防警察部队)。然而,同中国公安边防警察部队一样,国家海洋局近期接收了几艘中国海军退役军舰。报道称,“海监20”和“海监32”改装自中国人民解放军海军猎潜舰艇,将在渤海执行巡逻任务。关于国家海洋局在中国专属经济区执行巡逻任务,宁波学校研究报告直言不讳地指出其装备方面的不足:“我国现有海洋执法巡逻舰艇装备的性能只能在领海和毗连区附近执勤,不能担负起专属经济区和大陆架的各类巡航任务。”另据报道,2006年,国务院指示国家海洋局启动东海巡航任务。这些扩展的维权行动包括了国家海洋局在东海区日常的4架飞机和6艘船只的巡航。2009年有报道指出,中国海监在2007年启动了南海海域南端的日常巡航。在2001年至2007年,中国海监报道,在中国专属经济区总共发生15000起违法案件,其中10000起被提起公诉。根据一份2006年的报告,国家海洋局已经会同中国公安边防警察在北部湾海域采取联合行动,并期望在其他地区采取类似行动。国家海洋局的消息据实报道了会同中国军队的行动情况。事事实上,2008年10月有媒体报道称,中国海监总队副总队长孙书贤讲道:“(中国海监)力量如果能升级至预备役部队,将使巡逻时的装备更加精良……当前海监的防御能力还显不足。”类似的信息出现在2009年9月的一篇中国报道中,报道证明了国家海洋局和美国测量船之间的多次互动。这篇报道称,国家海洋局的舰船需要更先进的传感设备和电子作战技术应对美国的军用侦察设备。2010年4月新型海监小艇的照片显示出中国的确在对其新型舰艇进行武器装备——这与其过去的做法完全不同。  ……

 

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平均5.0 星 好书, 2014年2月13日

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对中美海上关系进行了透彻的分析,提出中美未来的合作前景。是一本不错的好书。

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